Susumu Nojima
野島督
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susumu Nojima (野島督), a licensed former licensee with CE reference AUT633. This person has 2.7 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex HK Asia Limited | Rep | Type 1 - Dealing in securities | 2015-11-10 | 2016-06-07 |
| Marex HK Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-12-16 | 2016-06-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-28 | 2011-06-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-28 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-22 | 2010-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2010-02-22 | 2010-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-22 | 2010-03-21 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Susumu Nojima during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Richard Edward Vine | Marex HK Asia Limited | 2014–2016 |
| Thomas Alexander Edwards | Marex HK Asia Limited | 2015–2016 |
| Michael Kevin Blackwell | Marex HK Asia Limited | 2014–2016 |
| Harvey Pok Man Yeung | Marex HK Asia Limited | 2014–2016 |
| Lorenzo Lim Escano | Marex HK Asia Limited | 2014–2016 |
| Qin Wang | Marex HK Asia Limited | 2014–2016 |
| Christophe Pascal Emmanuel Daures | Marex HK Asia Limited | 2014–2015 |
| David Stuart Robinson | Marex HK Asia Limited | 2015–2016 |
| Kevin Chuang | Marex HK Asia Limited | 2014–2015 |
| Siu Wai Ng | Marex HK Asia Limited | 2015–2016 |
| Aya Ozawa | Marex HK Asia Limited | 2014–2015 |
| Noel Edward Walsh | Marex HK Asia Limited | 2014–2015 |
| Emile Djelassi | Marex HK Asia Limited | 2014–2015 |
| James Campbell Oliver | Marex HK Asia Limited | 2014–2015 |
| Robert James Goldsmith | Marex HK Asia Limited | 2015 |
| Lu Qiu | Marex HK Asia Limited | 2014–2015 |
| Ivan Bukharov | Marex HK Asia Limited | 2015–2016 |