Ha Yan Lee
李海岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ha Yan Lee (李海岩), a licensed former licensee with CE reference AUS843. This person has 2.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-23 | 2012-08-18 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-23 | 2012-08-18 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Ha Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sun Jong Park | TONGYANG Securities Hong Kong Limited | 2010–2012 |
| Dong Hyuk Yoon | TONGYANG Securities Hong Kong Limited | 2010–2012 |
| Soung Min Choi | TONGYANG Securities Hong Kong Limited | 2010–2012 |
| Jwa Yul Chun | TONGYANG Securities Hong Kong Limited | 2010–2011 |
| Seok Mo Yang | TONGYANG Securities Hong Kong Limited | 2011–2012 |
| Tak Leung Lin | TONGYANG Securities Hong Kong Limited | 2010–2011 |
| Ju Young Kim | TONGYANG Securities Hong Kong Limited | 2011–2012 |
| Eun Jung Sin | TONGYANG Securities Hong Kong Limited | 2011 |
| Hobart Lee Epstein | TONGYANG Securities Hong Kong Limited | 2011–2012 |