Steve Knabl
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Knabl, a licensed former licensee with CE reference AUR155. This person has 14.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Swiss-Asia Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2010-06-02 | 2024-09-01 |
| Swiss-Asia Asset Management (HK) Limited | RO | Type 9 - Asset management | 2010-06-02 | 2024-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steve Knabl during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.