Yong Min Won
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Min Won, a licensed former licensee with CE reference AUI376. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-04 | 2011-08-01 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2010-03-25 | 2011-08-01 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Min Won during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Do Kyoon Lim | Hana Asia Limited | 2010–2011 |
| Sang Hoon Kim | Hana Asia Limited | 2011 |