Chun Wah Yim
嚴雋華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wah Yim (嚴雋華), a licensed former licensee with CE reference AUE950. This person has 12.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-04 | 2022-08-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-19 | 2021-11-04 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2009-11-26 | 2012-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wah Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.