Hugh Ian Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugh Ian Thomas, a licensed former licensee with CE reference AUE092. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-07 | 2011-03-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-12-07 | 2011-03-14 |