Neil Murray Sheppard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Murray Sheppard, a licensed former licensee with CE reference AUC311. This person has 12.2 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bletchley Park Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-07-29 | 2022-07-21 |
| Bletchley Park Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2020-07-29 | 2022-07-21 |
| Bletchley Park Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-10-16 | 2020-07-29 |
| Bletchley Park Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-09-24 | 2020-07-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-23 | 2019-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-23 | 2019-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-12-23 | 2019-04-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-11 | 2019-04-08 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Murray Sheppard during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.