Lok Ming Tam
譚樂明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ming Tam (譚樂明), a licensed former licensee with CE reference AUC058. This person has 3.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-05 | 2013-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Ming Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.