Ruichao Shi
施瑞超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruichao Shi (施瑞超), a licensed former licensee with CE reference ATH910. This person has 8.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2024-01-10 | 2026-01-19 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-01-10 | 2026-01-19 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 - Asset management | 2024-01-10 | 2026-01-19 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-24 | 2024-01-10 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-11-24 | 2024-01-10 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 - Asset management | 2023-11-24 | 2024-01-10 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2020-09-08 | 2022-04-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-09-08 | 2022-04-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
RO | Type 9 - Asset management | 2020-09-08 | 2022-04-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-03 | 2020-09-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-10-03 | 2020-09-08 |
| Legend Arb Advisors Limited 利臻投資顧問有限公司 |
Rep | Type 9 - Asset management | 2018-09-18 | 2020-09-08 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-15 | 2013-08-11 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-01 | 2013-08-11 |
| All Options Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-11-09 | 2010-12-31 |
| All Options Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-09 | 2010-12-31 |
| Rabo Brokerage HK Limited 荷合證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-06 | 2009-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruichao Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.