Ai Iwasaki

CE No. ATG867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ai Iwasaki, a licensed former licensee with CE reference ATG867. This person has 4.2 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
BMI Funds Management Limited
邦盟滙駿基金管理有限公司
Rep Type 1 - Dealing in securities 2012-12-05 2014-02-20
BMI Funds Management Limited
邦盟滙駿基金管理有限公司
Rep Type 4 - Advising on securities 2012-12-05 2014-02-20
SG Asset Finance (Hong Kong) Limited Rep Type 1 - Dealing in securities 2009-07-02 2012-06-22
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2009-07-02 2012-06-22
SG Asset Finance (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2009-07-02 2012-06-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ai Iwasaki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Bing Liu Newedge Broker Hong Kong Limited 2009–2012
Haiyan Luo Newedge Broker Hong Kong Limited 2009–2012
Koon Nam Cheung Newedge Broker Hong Kong Limited 2009–2012
Desmond Tik Man Chan Newedge Broker Hong Kong Limited 2009–2012
Man Wai Lee Newedge Broker Hong Kong Limited 2009–2012
Francois-Alexandre Claude Thierry Caron Newedge Broker Hong Kong Limited 2009–2012
Siu Ching Chui Newedge Broker Hong Kong Limited 2009–2012
Lance Thomas Fithian Newedge Broker Hong Kong Limited 2009–2012
Lisa Sau Chun Ip Newedge Broker Hong Kong Limited 2009–2012
Colin Philip Jolly Newedge Broker Hong Kong Limited 2009–2012
Yat Hoi Lai Newedge Broker Hong Kong Limited 2009–2012
Stephen Yan Luk Newedge Broker Hong Kong Limited 2009–2012
Chi Wai Leung Newedge Broker Hong Kong Limited 2009–2012
Toby John Lawson Newedge Broker Hong Kong Limited 2009–2012
Joseph Law Newedge Broker Hong Kong Limited 2009–2012
Gregory Matwejev Newedge Broker Hong Kong Limited 2009–2012
Rhett Stephen Muir Newedge Broker Hong Kong Limited 2009–2012
Ryan James Miller Newedge Broker Hong Kong Limited 2009–2012
James Campbell Oliver Newedge Broker Hong Kong Limited 2009–2012
Vincent Wing Shun Tang Newedge Broker Hong Kong Limited 2009–2012
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