Tze Ping Ruby Yam
任芷蘋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Ping Ruby Yam (任芷蘋), a licensed former licensee with CE reference ASY668. This person has 5.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yew Tree Limited 紫杉樹有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-08 | 2021-04-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-12 | 2013-10-09 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-12 | 2013-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tze Ping Ruby Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.