Ka Ki Liu
廖嘉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ki Liu (廖嘉琪), a licensed Responsible Officer with CE reference AST868. Currently licensed at 1 firm(s): HQ Capital Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 11.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HQ Capital Asia Limited | RO | Type 4 - Advising on securities | 2023-12-01 | present |
| HQ Capital Asia Limited | Rep | Type 4 - Advising on securities | 2022-09-28 | 2023-12-01 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-06 | 2016-08-01 |
| Zheng He Capital Management Limited 鄭和資本管理有限公司 |
Rep | Type 9 - Asset management | 2016-06-06 | 2016-08-01 |
| EQT Partners Asia Limited | Rep | Type 1 - Dealing in securities | 2011-06-20 | 2016-05-16 |
| EQT Partners Asia Limited | Rep | Type 4 - Advising on securities | 2011-01-28 | 2016-05-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-23 | 2011-01-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-23 | 2011-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ki Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.