James Marshall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Marshall, a licensed former licensee with CE reference ASS787. This person has 9.9 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-15 | 2020-04-28 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-15 | 2020-04-28 |
| Grand Fire Securities Limited 富中證券有限公司 |
RO | Type 4 - Advising on securities | 2009-07-09 | 2018-03-05 |
| Grand Fire Securities Limited 富中證券有限公司 |
RO | Type 9 - Asset management | 2009-07-09 | 2018-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Marshall during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.