Raymond Man Wai Tse
謝文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Man Wai Tse (謝文偉), a licensed former licensee with CE reference ASN524. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-04 | 2009-11-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-04 | 2009-11-12 |