Chang Ho Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Ho Lee, a licensed former licensee with CE reference ASL550. This person has 1.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-03-17 | 2010-10-15 |
| Shinhan Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-03-17 | 2010-10-15 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Chang Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sung Soo Kim | Shinhan Securities Asia Limited | 2009–2010 |
| Bok Hee Han | Shinhan Securities Asia Limited | 2009–2010 |
| Sang Soo Joo | Shinhan Securities Asia Limited | 2009–2010 |