Sau Shan Lawrence James Ku
顧受山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Shan Lawrence James Ku (顧受山), a licensed former licensee with CE reference ASF395. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-17 | 2015-05-29 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-01-17 | 2015-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Shan Lawrence James Ku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.