Queenie Lim Yan Lam
林念恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Queenie Lim Yan Lam (林念恩), a licensed former licensee with CE reference ASC841. This person has 13.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-29 | 2022-07-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-29 | 2022-07-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-12-29 | 2011-08-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-12-29 | 2022-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Queenie Lim Yan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.