Yat Chung Lau
劉逸聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Chung Lau (劉逸聰), a licensed former licensee with CE reference ARX092. This person has 13.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited | RO | Type 9 - Asset management | 2018-09-18 | 2022-10-27 |
| GROW Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2018-07-20 | 2018-09-18 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-22 | 2018-07-19 |
| Sigma Capital Management Limited 眾和證券有限公司 |
Rep | Type 9 - Asset management | 2015-11-02 | 2018-07-19 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-07 | 2015-10-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-01-07 | 2015-10-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Chung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.