Haiping Xiao
肖海平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiping Xiao (肖海平), a licensed former licensee with CE reference ARW593. This person has 14.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Honor Securities (HK) Limited 匯恆證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-02-11 | 2020-03-25 |
| Honor Securities (HK) Limited 匯恆證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-09 | 2021-08-31 |
| Honor Securities (HK) Limited 匯恆證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-19 | 2018-10-09 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-02-15 | 2022-11-22 |
| Honor Asset Management Limited 匯恆資產管理有限公司 |
RO | Type 9 - Asset management | 2016-02-15 | 2022-11-22 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-03 | 2016-01-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-03 | 2016-01-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-11-17 | 2016-01-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Haiping Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.