Bryan Ray Toms
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bryan Ray Toms, a licensed former licensee with CE reference ARR904. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2012-03-26 | 2012-06-05 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-26 | 2012-06-05 |
| Optiver Trading Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-11-03 | 2010-01-31 |
| Optiver Trading Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-11-03 | 2010-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bryan Ray Toms during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.