Samuel James Turner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel James Turner, a licensed former licensee with CE reference ARO796. This person has 16.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | RO | Type 4 - Advising on securities | 2024-03-19 | 2025-12-31 |
| Barrenjoey Asia Limited | RO | Type 1 - Dealing in securities | 2015-01-21 | 2025-12-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-09-08 | 2014-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel James Turner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.