Jia Yan
顏嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Yan (顏嘉), a licensed former licensee with CE reference ARN428. This person has 3.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-03 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-30 | 2012-05-14 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-08-19 | 2009-07-29 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-08-19 | 2009-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jia Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.