Nim Bing Au
歐念冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Bing Au (歐念冰), a licensed former licensee with CE reference ARM908. This person has 12.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-13 | 2022-01-18 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-05-13 | 2022-01-18 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-19 | 2022-01-18 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-19 | 2022-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nim Bing Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.