Jeffrey Stuart Baum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Stuart Baum, a licensed former licensee with CE reference ARJ979. This person has 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redbrick Capital Management (Asia) Limited | RO | Type 9 - Asset management | 2008-09-09 | 2008-10-24 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeffrey Stuart Baum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Wah Chung | Redbrick Capital Management (Asia) Limited | 2008 |