David Lee Coates
李英幸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lee Coates (李英幸), a licensed former licensee with CE reference ARJ844. This person has 8.7 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Turiya Advisors Asia Limited | Rep | Type 9 - Asset management | 2014-12-11 | 2018-07-16 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-07-27 | 2014-11-12 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-06-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-25 | 2012-06-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-25 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-25 | 2012-06-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2010-03-25 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-29 | 2009-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lee Coates during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.