Yuanmo Liu

劉苑茉
CE No. ARJ807 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanmo Liu (劉苑茉), a licensed former licensee with CE reference ARJ807. This person has 3.1 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Apax Partners Hong Kong Limited RO Type 1 - Dealing in securities 2020-12-17 2022-01-10
Apax Partners Hong Kong Limited RO Type 4 - Advising on securities 2010-10-15 2011-09-30
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-08-18 2009-09-28
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2008-08-18 2009-09-28

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuanmo Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Richard Xike Zhang Apax Partners Hong Kong Limited 2011–2022
Xiaoni Shi Apax Partners Hong Kong Limited 2019–2022
Max Burger Apax Partners Hong Kong Limited 2010–2011

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