Yuanmo Liu

劉苑茉
CE No. ARJ807 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanmo Liu (劉苑茉), a licensed former licensee with CE reference ARJ807. This person has 3.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Apax Partners Hong Kong Limited RO Type 1 - Dealing in securities 2020-12-17 2022-01-10
Apax Partners Hong Kong Limited RO Type 4 - Advising on securities 2010-10-15 2011-09-30
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-08-18 2009-09-28
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2008-08-18 2009-09-28

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuanmo Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Richard Xike Zhang Apax Partners Hong Kong Limited 2011–2022
Xiaoni Shi Apax Partners Hong Kong Limited 2019–2022
Max Burger Apax Partners Hong Kong Limited 2010–2011
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