Christopher James Vallace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Vallace, a licensed former licensee with CE reference ARI527. This person has 6.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RO | Type 4 - Advising on securities | 2012-04-19 | 2014-10-20 |
| M3 Capital Partners (HK) Limited | RO | Type 1 - Dealing in securities | 2008-10-17 | 2014-10-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher James Vallace during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.