Ringo Kwok Keung Chiu
趙國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Kwok Keung Chiu (趙國強), a licensed former licensee with CE reference ARG444. This person has 4.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-08 | 2014-05-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-10-08 | 2014-05-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2010-10-08 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-24 | 2010-10-08 |