Ka Lok Chu
朱家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Chu (朱家樂), a licensed former licensee with CE reference ARB876. This person has 10.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-05 | 2018-12-15 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-20 | 2013-01-11 |
| Tyche Group Limited 橋川有限公司 |
Rep | Type 9 - Asset management | 2011-01-20 | 2013-01-11 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-03 | 2010-11-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-23 | 2010-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.