Keng Yoon Roger Lum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keng Yoon Roger Lum, a licensed former licensee with CE reference ARA341. This person has 1.8 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-13 | 2010-03-01 |