Philip James Carthy

CE No. ARA148 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip James Carthy, a licensed former licensee with CE reference ARA148. This person has 0.5 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
BTIG Hong Kong Limited Rep Type 1 - Dealing in securities 2008-05-07 2008-11-11

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip James Carthy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Louisa Yun Yun Liu BTIG Hong Kong Limited 2008
Wai Chun Ng BTIG Hong Kong Limited 2008
Charles Chi Pang Chen BTIG Hong Kong Limited 2008
Travis Robert Colby BTIG Hong Kong Limited 2008
Christian H Kielland BTIG Hong Kong Limited 2008
Betty Ching Man Ho BTIG Hong Kong Limited 2008
Timothy Tin Ming Lo BTIG Hong Kong Limited 2008
Patrice Agnes O'Mara BTIG Hong Kong Limited 2008
Wen Ching Lin BTIG Hong Kong Limited 2008
Grant Erskine Tod Mason BTIG Hong Kong Limited 2008
Robert Sin Leung Chiu BTIG Hong Kong Limited 2008
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