Pui Yee Li
李沛怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yee Li (李沛怡), a licensed former licensee with CE reference AQU125. This person has 8.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 - Asset management | 2016-02-01 | 2016-06-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-30 | 2016-06-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-05-30 | 2016-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Yee Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.