Yi Du
杜一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Du (杜一), a licensed former licensee with CE reference AQT269. This person has 8.9 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-03 | 2017-03-14 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-03 | 2017-03-14 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-04-03 | 2017-03-14 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.