Carol Ching Yee Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Ching Yee Law (羅靜怡), a licensed Responsible Officer with CE reference AQR042. Currently licensed at 2 firm(s): JS Cresvale Capital Limited, JS Cresvale Securities International Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 18.4 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-19 | present |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-19 | present |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 9 - Asset management | 2013-11-22 | 2015-11-27 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 - Asset management | 2010-09-08 | 2013-11-22 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-03-19 | 2015-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carol Ching Yee Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.