Tsz Ling To
杜子玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ling To (杜子玲), a licensed former licensee with CE reference AQQ279. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-17 | 2023-05-16 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-17 | 2023-05-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-04-03 | 2009-05-05 |
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-03-11 | 2008-11-30 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Ling To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.