Hay Yin Lam
林曦妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hay Yin Lam (林曦妍), a licensed former licensee with CE reference AQL843. This person has 3.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-12 | 2011-11-15 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 4 - Advising on securities | 2010-07-12 | 2011-11-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-07 | 2010-04-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Hay Yin Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.