Kern Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kern Lee, a licensed former licensee with CE reference AQG465. This person has 2.8 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-01-08 | 2010-10-08 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-01-08 | 2010-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kern Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.