Mathias Philipp Buettiker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathias Philipp Buettiker, a licensed former licensee with CE reference AQF581. This person has 2.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-08 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-06-08 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-05 | 2009-06-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 4 - Advising on securities | 2008-03-05 | 2009-06-30 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
RO | Type 9 - Asset management | 2008-03-05 | 2008-11-20 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Mathias Philipp Buettiker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Denise Wan Rou Tam | La Roche & Co Asia Limited | 2008–2011 |
| Ching Yap Chin | La Roche & Co Asia Limited | 2008–2011 |
| Sau Fong Law | La Roche & Co Asia Limited | 2008–2011 |
| Chun Chuan Kwong | La Roche & Co Asia Limited | 2008–2010 |
| Edwin Wing Shun Kwok | La Roche & Co Asia Limited | 2009–2011 |
| Francois Maurice Labhardt | La Roche & Co Asia Limited | 2008–2009 |
| Donna Rose Ong Legaspi | La Roche & Co Asia Limited | 2010–2011 |
| Patrick Lawrence Kim Boon Ong | La Roche & Co Asia Limited | 2010–2011 |
| Chi Man Li | La Roche & Co Asia Limited | 2010 |
| Keng Hian Lim | La Roche & Co Asia Limited | 2011 |