Frank Goasguen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Goasguen, a licensed former licensee with CE reference AQE790. This person has 5.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TT International (London) Limited | RO | Type 9 - Asset management | 2011-12-28 | 2014-08-02 |
| TT International (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-06-16 | 2017-03-31 |
| TT International (Hong Kong) Limited | RO | Type 9 - Asset management | 2011-06-16 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Goasguen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.