Yuen Kwan Li

李婉君
CE No. AQC173 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Kwan Li (李婉君), a licensed former licensee with CE reference AQC173. This person has 6.5 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Shacom Futures Limited
上商期貨有限公司
Rep Type 2 - Dealing in futures contracts 2012-11-01 2014-08-09
Shacom Futures Limited
上商期貨有限公司
Rep Type 5 - Advising on futures contracts 2012-11-01 2014-08-09
Kaiser Securities Limited
嘉信証券有限公司
Rep Type 1 - Dealing in securities 2010-03-05 2012-08-21
Kaiser Futures Limited
嘉信期貨有限公司
Rep Type 2 - Dealing in futures contracts 2007-12-05 2012-08-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Kwan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kam Keung Wong Kaiser Futures Limited 2007–2012
Zhenxing Chen Kaiser Futures Limited 2007–2012
Ying Yu Ha Kaiser Futures Limited 2007–2012
Tak Wa Li Kaiser Futures Limited 2007–2012
Chi Fung Lei Kaiser Futures Limited 2007–2012
Dak Shing Kwong Kaiser Futures Limited 2007–2012
Chi Ngai Ng Kaiser Futures Limited 2007–2012
Lok Wai Cheng Kaiser Futures Limited 2007–2011
Kin Ying Ng Kaiser Securities Limited 2010–2012
Wai Hung Leung Kaiser Futures Limited 2007–2012
John Lam Chek Tang Kaiser Futures Limited 2007–2012
Ka Fai Yuen Kaiser Futures Limited 2007–2012
Yat Ming Chan Kaiser Futures Limited 2007–2012
Brian Wei Lung Fung Kaiser Futures Limited 2007–2012
Chi Keung Ho Kaiser Futures Limited 2007–2012
Francis Ka Hang Lee Kaiser Futures Limited 2007–2012
Yiu Kei Lai Kaiser Futures Limited 2007–2012
Cheuk Fai Tam Kaiser Futures Limited 2007–2012
Henry Chau Kwong Yeung Kaiser Futures Limited 2007–2011
Fanny Tak Lin Ng Kaiser Securities Limited 2010–2012
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