Hiu Na Yau
邱曉娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Na Yau (邱曉娜), a licensed former licensee with CE reference APY321. This person has 6.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-15 | 2014-06-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-17 | 2014-06-13 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-19 | 2014-06-13 |