Yat Ming Lam
林一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Ming Lam (林一鳴), a licensed former licensee with CE reference APU693. This person has 6.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-03-03 | 2014-04-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-22 | 2011-03-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-22 | 2011-03-03 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-09 | 2010-10-31 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 4 - Advising on securities | 2007-11-09 | 2010-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.