Ue Lau

劉煦
CE No. APU467 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ue Lau (劉煦), a licensed former licensee with CE reference APU467. This person has 1.0 year of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
Thornton Global Wealth Management Limited
豐盛環球理財有限公司
Rep Type 4 - Advising on securities 2007-11-12 2008-11-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ue Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Pui Sze Lai Thornton Global Wealth Management Limited 2007–2008
Wing Fai Lam Thornton Global Wealth Management Limited 2007–2008
Chun Chiu Leung Thornton Global Wealth Management Limited 2007–2008
Kai Chun Chan Thornton Global Wealth Management Limited 2007–2008
Mang Lun Kum Thornton Global Wealth Management Limited 2007–2008
Thomas Pui Kee Chung Thornton Global Wealth Management Limited 2007–2008
Perry Ka Chi Cheung Thornton Global Wealth Management Limited 2007–2008
Karen Wai Yi Chan Thornton Global Wealth Management Limited 2007–2008
Chi Yu Jessie Chiu Thornton Global Wealth Management Limited 2007–2008
Sandy Li Chen Chow Thornton Global Wealth Management Limited 2007–2008
Laurence Yan Wing Cheung Thornton Global Wealth Management Limited 2007–2008
Tsz Kam Chan Thornton Global Wealth Management Limited 2007–2008
Michelle Mei Yin Ho Thornton Global Wealth Management Limited 2007–2008
Yuet Wah Leung Thornton Global Wealth Management Limited 2007–2008
Monita Lay Yuk Liu Thornton Global Wealth Management Limited 2007–2008
Raymond Shu Kwan Lee Thornton Global Wealth Management Limited 2007–2008
Sondy Yun Wai Lo Thornton Global Wealth Management Limited 2007–2008
Yim Fong Lo Thornton Global Wealth Management Limited 2007–2008
Amelia Liu Thornton Global Wealth Management Limited 2007–2008
Kingsley Kwan Tai Ng Thornton Global Wealth Management Limited 2007–2008
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