Li Yin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yin, a licensed former licensee with CE reference APR855. This person has 0.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-02 | 2008-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Yin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Johannes Yu Hang Au | CLSA Research Limited | 2007–2008 |
| Ting Sze Tsoi | CLSA Research Limited | 2007–2008 |
| Yat Hei Chan | CLSA Research Limited | 2007–2008 |
| Wei Liu | CLSA Research Limited | 2007–2008 |
| Ching Jen Kan | CLSA Research Limited | 2007–2008 |
| Wei Dai | CLSA Research Limited | 2007–2008 |
| Siu Cheong Chan | CLSA Research Limited | 2007–2008 |
| Shaun Donald Cochran | CLSA Research Limited | 2007–2008 |
| Laurence Balanco | CLSA Research Limited | 2007–2008 |
| Alfred Olmedo Dy | CLSA Research Limited | 2007–2008 |
| Heung Yik Leung | CLSA Research Limited | 2007–2008 |
| Yew Kiang Wong | CLSA Research Limited | 2007–2008 |
| Xiaopo Wei | CLSA Research Limited | 2007–2008 |
| Grace Yuet Ming Wu | CLSA Research Limited | 2007–2008 |
| Edmund Hugh Bradley | CLSA Research Limited | 2007–2008 |
| Atul Goyal | CLSA Research Limited | 2007–2008 |
| Wai Lok Man | CLSA Research Limited | 2007–2008 |
| Christopher James Russell Wood | CLSA Research Limited | 2007–2008 |
| Charles Anthony Yonts | CLSA Research Limited | 2007–2008 |
| Stephanie Chi Ling Lau | CLSA Research Limited | 2007–2008 |