Dominic Tak Yan Tam
譚德仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Tak Yan Tam (譚德仁), a licensed former licensee with CE reference APL960. This person has 15.3 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-15 | 2023-04-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-17 | 2023-04-01 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-11-17 | 2023-04-01 |
| MCP Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2012-11-22 | 2014-10-29 |
| MCP Asset Management Company Limited | Rep | Type 9 - Asset management | 2012-11-22 | 2014-10-29 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-09 | 2012-09-28 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2007-10-09 | 2012-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dominic Tak Yan Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.