Ka Wai Luk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Luk (陸嘉偉), a licensed Responsible Officer with CE reference APL793. Currently licensed at 1 firm(s): Winbull Securities International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.9 years of SFC licence history. Total licence records on file: 22.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-11 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-12-11 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-10-08 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-08 | 2025-12-11 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-08 | 2025-12-11 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 9 - Asset management | 2023-12-05 | 2025-06-01 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2022-03-16 | 2023-12-05 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-16 | 2025-06-01 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2022-03-16 | 2025-06-01 |
| Honghu Best Global Family Office Limited 泓湖百世全球家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-28 | 2022-03-16 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-16 | 2021-09-26 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-23 | 2021-09-16 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-09 | 2021-07-02 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-20 | 2018-02-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-15 | 2018-02-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-09-15 | 2018-02-06 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-09-15 | 2018-02-06 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-11-22 | 2018-02-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-04 | 2017-11-20 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-04 | 2018-02-06 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-02-06 | 2010-12-28 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2007-09-14 | 2010-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.