Raymond Siu Chung Wong
王兆聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Siu Chung Wong (王兆聰), a licensed former licensee with CE reference APJ700. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-02 | 2018-08-17 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2015-03-02 | 2018-08-17 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-11 | 2015-03-02 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-11 | 2015-03-02 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2007-08-13 | 2009-02-04 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2007-08-13 | 2009-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Siu Chung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.