Tsz Ho Lee

李子豪
CE No. APJ560 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ho Lee (李子豪), a licensed former licensee with CE reference APJ560. This person has 13.9 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
Rep Type 9 - Asset management 2018-03-20 2018-09-18
ICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司
RO Type 5 - Advising on futures contracts 2017-09-27 2018-09-18
ICBC (Asia) Futures Company Limited
工銀亞洲期貨有限公司
RO Type 5 - Advising on futures contracts 2017-02-02 2021-07-27
ICBC (Asia) Futures Company Limited
工銀亞洲期貨有限公司
RO Type 2 - Dealing in futures contracts 2016-09-30 2021-07-27
ICBC (Asia) Futures Company Limited
工銀亞洲期貨有限公司
Rep Type 2 - Dealing in futures contracts 2016-09-15 2016-09-30
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 - Advising on securities 2015-05-15 2016-08-26
CES Forex (HK) Limited
光證外匯(香港)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2012-07-17 2016-08-26
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-20 2016-08-26
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 - Dealing in securities 2007-08-09 2016-08-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Joanne Chui Ha Law ICBC (Asia) Futures Company Limited 2016–2021
Henry Wai Ki Kwok ICBC (Asia) Futures Company Limited 2016–2021
Wai Kee Jim ICBC (Asia) Futures Company Limited 2018–2021
Chung Tsz Kwan ICBC Asset Management (Global) Company Limited 2017–2018
Ximeng Liu ICBC Asset Management (Global) Company Limited 2017–2018
Xinwei Yang ICBC Asset Management (Global) Company Limited 2017–2018
Liang Liu ICBC Asset Management (Global) Company Limited 2017–2018
Ziyang Wang ICBC Asset Management (Global) Company Limited 2017–2018
Gigi Tak Chi Chow ICBC Asset Management (Global) Company Limited 2017–2018
Chi Sai Tung ICBC Asset Management (Global) Company Limited 2017–2018
Qian Wang ICBC Asset Management (Global) Company Limited 2017–2018
Xiaoqin Yang ICBC Asset Management (Global) Company Limited 2017–2018
Liwen Li ICBC Asset Management (Global) Company Limited 2017–2018
Tao Ma ICBC Asset Management (Global) Company Limited 2018
Qun Li ICBC Asset Management (Global) Company Limited 2017–2018
Linan Xiong ICBC Asset Management (Global) Company Limited 2018
Jize Cheng ICBC Asset Management (Global) Company Limited 2018
Fan Yang ICBC Asset Management (Global) Company Limited 2018
Zhong Ma ICBC Asset Management (Global) Company Limited 2018
Bing Li ICBC Asset Management (Global) Company Limited 2018

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