Yvonne Lok Yee Lam
林樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Lok Yee Lam (林樂怡), a licensed former licensee with CE reference API272. This person has 9.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-01 | 2017-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 4 - Advising on securities | 2017-06-01 | 2017-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 9 - Asset management | 2016-06-29 | 2017-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-20 | 2016-06-20 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-20 | 2017-06-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2007-08-01 | 2015-02-04 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yvonne Lok Yee Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Fung Chan | China Demeter Securities Limited | 2015–2017 |
| Clovis Kwok Lun Wong | China Demeter Securities Limited | 2015–2017 |
| Ting Ho Ng | China Demeter Securities Limited | 2015–2017 |
| Kin Sun Wong | China Demeter Securities Limited | 2015–2017 |
| Kai Pong Yip | China Demeter Securities Limited | 2015–2017 |
| Kelly Chi Kar Wong | China Demeter Securities Limited | 2015–2017 |
| Chi Shing Chong | China Demeter Securities Limited | 2016–2017 |
| Ka Hang Lam | China Demeter Securities Limited | 2016–2017 |
| Wai Ling Lee | China Demeter Securities Limited | 2016–2017 |
| Chi Kai Wong | China Demeter Securities Limited | 2016–2017 |
| Chi Hang Kwok | China Demeter Securities Limited | 2015–2016 |
| Chen Wen | China Demeter Securities Limited | 2016–2017 |
| Loletta Chui Yin Or | China Demeter Securities Limited | 2016–2017 |
| Pui Hei Lam | China Demeter Securities Limited | 2016–2017 |
| Nathaliie Ng | China Demeter Securities Limited | 2015–2016 |
| Wing Man Poon | China Demeter Securities Limited | 2015–2016 |
| Chak Kiu Fong | China Demeter Securities Limited | 2017 |