Ellen Sze Man Lee
李思敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Sze Man Lee (李思敏), a licensed former licensee with CE reference APH709. This person has 8.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light & Salt Capital Management Limited 亮存資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-02-17 | 2018-01-31 |
| Red Gate Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2013-02-20 | 2016-01-31 |
| Red Gate Asset Management Company Limited | Rep | Type 9 - Asset management | 2013-02-20 | 2016-01-31 |
| Landmark Asset Management Limited | Rep | Type 4 - Advising on securities | 2012-03-22 | 2013-01-30 |
| Landmark Asset Management Limited | Rep | Type 9 - Asset management | 2012-03-22 | 2013-01-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-04-18 | 2012-02-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-29 | 2012-02-18 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-29 | 2012-02-18 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-27 | 2008-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ellen Sze Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.